Jorge Pepa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Pepa was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2005. Jorge had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2015 - November 10, 2016
ZEBED SECURITIES, LLC
February 28, 2014 - January 22, 2015
ZEBED SECURITIES, LLC
August 17, 2010 - January 29, 2014
UBS SECURITIES LLC
June 13, 2006 - September 3, 2010
CREDIT SUISSE SECURITIES (USA) LLC
January 1, 2005 - April 26, 2006
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
ZEBED SECURITIES, LLC
CRD#: 166469 / SEC#: , 8-69214
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
