Johanna B. Frediani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johanna B Frediani, who also goes by Johanna Bee Frediani, Johanna Bee Hagel, was a registered financial professional .
Johanna is a previously registered financial professional and started their career in finance in 2005. Johanna had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2019 - December 31, 2024
J.W. COLE FINANCIAL, INC.
August 10, 2016 - October 11, 2018
PRINCIPAL SECURITIES, INC.
March 27, 2012 - July 30, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 11, 2005 - July 26, 2011
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
