FM
Francis C. Mesina
EAGLE STRATEGIES LLC
FRISCO, TX 75034
Some features on this profile are disabled
CRD#: 4830626
FM
Professional summary
Francis Coloma Mesina, who also goes by Frank Mesina, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Frisco, Texas and NYLIFE SECURITIES LLC located in Frisco, Texas.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Francis has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank Mesina
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[FINRA Arbitrator; 1735 K Street Washington DC, 20006; Honorarium $300 per single-session hearing (up to 4-hours); $600 per double session (more than 4 hours); 4 hours per month] [LiftFund; A NFP that helps small business owners with limited access to capital have a chance to start their business; 2007 W. Martin Street San Antonio, TX 78207; Board Member; no compensation; 4 hours per month] [Home Health Services; Delivers Home Health Services. Not yet established. This application is to get approval for the OBA before the business is formed.; Not yet established. This application is to get approval for the OBA before the business is formed.; Start Date 02/2020; Role/Title: Partner; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [MAUSA; 1818 Library St. Suite 500, Reston VA 20190; Start Date 04/2020; Role/Title: Board Member; Not Investment Related; 3 hours per month; 3 hours per month during securities trading hours; connect the National organization and its resources to other local organizations and communities] [The Center for Grieving Children; The org serves over 4,000 grieving children, teens, families, and young adults impacted by the loss of an immediate family member.; 893 Main Street Sanford, Maine 04073; Start Date 08/2020; Role/Title: Board Member; Not Investment Related; 2 hours per month; 1 hours per month during securities trading hours; Attending board meetings, voting on initiatives, fundraising and planning events] [City of Frisco Parks & Recreation Committee; Assess and approve park and recreational projects and events for the City of Frisco.; 6101 Frisco Square Boulevard Frisco, Texas 75034; Start Date 10/2022; Role/Title: Board Member; Not Investment Related; 3 hours per month; 2 hours per month during securities trading hours] [Frisco Education Foundation; FEF provides financial resources to maximize student potential in the Frisco Independent School District (FISD) through educational programs, student scholarships and grants for FISD innovative educators.; 5515 OHIO DRIVE FRISCO TX 75035; Start Date 08/2023; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Determination of scholarships to students and grants to educators - Deliver grants and scholarships] [Genuine Faith Community Church; 501(c)3 ministry, supported by the SBTC and Send Network; 3809 Park St., Greenville, TX, United States, 75401; Start Date 10/2023; Role/Title: Associate Pastor; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours] [Actor; Speaking and non-speaking roles for TV, film and commercials; 15174 Fountain Ln Frisco TX 75035; Start Date 11/2023; Role/Title: Actor; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours][Asian American Insurance & Financial Professionals Association (AAIFPA); provide the Asian American insurance and financial professionals with programs in the areas of educational activities, professional networking, and community involvements.; 5600 Tennyson Pkwy., Suite 140 Plano, TX 75024; Start Date 10/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; voting member]
CRS (Client Relationship Summary) - RIA
Click below to view Francis Coloma Mesina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 2600 Network Blvd Ste 130, Frisco, TX 75034RIA
CRD#: 110826
FRISCO, TX
Current
October 16, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: 2600 Network Blvd. Suite 130, Frisco, TX 75034BD
CRD#: 5167
FRISCO, TX
Past
September 11, 2013 - April 14, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
GLENVIEW, IL
Past
December 7, 2011 - September 5, 2013
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DOWNERS GROVE, IL
Past
September 21, 2005 - December 8, 2011
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/19/2015)
IAR
Texas(1/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Frisco, TX 75034TRUST BUT VERIFY
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