TS
Tyler L. Sturgill
KESTRA ADVISORY SERVICES
Westminster, MD 21157
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CRD#: 4830198
TS
Professional summary
Tyler L Sturgill is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Westminster, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Westminster, Maryland.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Tyler has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Clear Canyon Holdings, LLC Investment Related: Yes Address: 1935 Brown Rd. Finksburg MD 21048 Nature of Business: Real Estate Title: Sole Member Start Date: 2/24/2017 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Make decisions on real estate investments. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Chain Bridge Financial Group, LLC Investment Related: Yes Address: 1100 Glebe Rd. Suite 1010 Arlington VI 22201 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Managing Principal Start Date: 11/17/2015 Hrs/mth: 100%+ (More than 160 hours) Hrs/mth during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment advisory and employee benefit consulting.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler L Sturgill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 26, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2 Locust Lane Suite 301, Westminster, MD 21157RIA
CRD#: 283330
Westminster, MD
Current
August 18, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2 Locust Lane Suite 301, Westminster, MD 21157BD
CRD#: 42046
Westminster, MD
Past
August 21, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ARLINGTON, VA
Past
February 7, 2013 - January 15, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ELKRIDGE, MD
Past
May 14, 2010 - January 15, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ELKRIDGE, MD
Past
July 13, 2009 - May 7, 2010
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
WESTMINSTER, MD
Past
October 8, 2004 - July 14, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
YORK, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/21/2021)
RR
District of Columbia(8/20/2015)
RR
Florida(9/29/2017)
RR
Georgia(6/2/2016)
RR
Idaho(9/23/2019)
RR
Maryland(8/19/2015)
IAR
Maryland(7/26/2016)
RR
New York(9/21/2017)
RR
North Carolina(6/13/2017)
RR
Ohio(3/30/2016)
RR
Pennsylvania(8/19/2015)
RR
Utah(9/25/2015)
RR
Virginia(8/18/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Westminster, MD 21157TRUST BUT VERIFY
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