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DY

David Young

CP INVESTMENTS
Los Angeles, CA 90067-4700
Some features on this profile are disabled
CRD#: 4829841
DY

Professional summary

David Young is a registered financial professional currently at CP INVESTMENTS, LLC located in Los Angeles, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Young's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2010 - Present

CP INVESTMENTS, LLC

Office #1: 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700Office #2: 2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
BD
CRD#: 24029
Los Angeles, CA
Past

August 16, 2004 - June 29, 2010

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
NEWPORT BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/22/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 11/16/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/14/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/27/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CP INVESTMENTS, LLC
CANYON PARTNERS INCORPORATED | RATHGAR SECURITIES INC. | CP INVESTMENTS, LLC | CP INVESTMENTS INCORPORATED | COLDWATER SECURITIES INCORPORATED

CRD#: 24029 / SEC#: , 8-40862

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
Mailing Address
2000 Avenue Of The Stars 11th Floor, Los Angeles, CA 90067-4700
Phone number
(310) 272-1000
Established
California since 01/30/1989
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CANYON PARTNERS LLC100% SHAREHOLDER, CP INVESTMENTS LLC
ANDERSON, DOUGLAS ANTHONYDESIGNATED PRINCIPAL5079532
PRINN, MATTHEW EVAN REWSECFO AND FINOP4615152
YOUNG, DAVIDCHIEF COMPLIANCE OFFICER4829841

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CP INVESTMENTS, LLC

CRD#: 24029Los Angeles, CA 90067-4700

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