Maria Catalina Llinas-gustafson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Catalina Llinas-gustafson, who also goes by Catalina Llinas, Maria Llinas, Maria Catalina Llinas, Maria Catalina Llinas Negret, Maria Catalina Llinas Negret, was a registered financial professional .
Maria Catalina is a previously registered financial professional and started their career in finance in 2006. Maria Catalina had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - November 19, 2024
ARISTOTLE CAPITAL MANAGEMENT, LLC
March 21, 2006 - December 8, 2014
METROPOLITAN WEST CAPITAL MANAGEMENT, LLC
Primary Firm SEC Registration
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,904 |
| AUM (Assets Under Management) | $ 43,833,669,241 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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