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AW

Andrew L. Wernick

CRB SECURITIES
Fort Lee, NJ 07024
Some features on this profile are disabled
CRD#: 4829256
AW

Professional summary

Andrew Leo Wernick is a registered financial professional currently at CRB SECURITIES, LLC located in Fort Lee, New Jersey.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2004. Andrew has worked at 3 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Leo Wernick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2023 - Present

CRB SECURITIES, LLC

Office #1: 2115 Linwood Ave 4th Floor, Fort Lee, NJ 07024
BD
CRD#: 283134
Fort Lee, NJ
Past

September 23, 2004 - August 11, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 26, 2004 - August 11, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(1/26/2026)
RR
New York
(1/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/29/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/5/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CRB SECURITIES, LLC
CRB SECURITIES, LLC

CRD#: 283134 / SEC#: , 8-69740

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024
Mailing Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024
Phone number
(201) 808-7000
Established
New Jersey since 12/11/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRB GROUP, INC.OWNER
COOPER, NOAH PDIRECTOR5571488
GADE, GILLES GDIRECTOR2535478
KELM, CHRISTOPHER THOMASCEO / CCO / DIRECTOR1694572
ROTHENBERG, SHARI PFINOP6590875
WILLEMS, ERICA LYNNCOO / DIRECTOR4389694

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRB SECURITIES, LLC

CRD#: 283134Fort Lee, NJ 07024

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