Wiebke Wanner-borchardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wiebke Wanner-borchardt was a registered financial professional .
Wiebke is a previously registered financial professional and started their career in finance in 2015. Wiebke had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2018 - August 31, 2023
TANGENT CAPITAL PARTNERS, LLC
February 11, 2016 - February 23, 2018
RCX CAPITAL GROUP, LLC
August 11, 2015 - September 28, 2015
TEACHERS PERSONAL INVESTORS SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
