Anthony J. Powers

KERBERROSE WEALTH MANAGEMENT

Shawano, WI 54166

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CRD#: 4828523

Professional summary

Anthony J Powers, AIF®, CFP®, who also goes by Anthony J Powers Jr, Tony Powers, Anthony J Powers, Jr, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Shawano, Wisconsin and APW CAPITAL, INC. located in Green Bay, Wisconsin.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Anthony has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony J Powers Jr | Tony Powers | Anthony J Powers, Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

January 29, 2016 - Present

KERBERROSE WEALTH MANAGEMENT, LLC

Office #1: 115 E. 5th Street, Shawano, WI 54166

RIA

CRD#: 168787

Shawano, WI

Current

January 29, 2016 - Present

APW CAPITAL, INC.

Office #1: 487 Riverwood Ln, Green Bay, WI 54313Office #2: 115 E. Fifth Street, Shawano, WI 54166Office #3: 2040 Jay Mar Road, Plover, WI 54467

CRD#: 43814

Green Bay, WI

Past

February 3, 2009 - February 12, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SHAWANO, WI

Past

October 17, 2006 - February 12, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SHAWANO, WI

Past

August 5, 2004 - October 24, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

SHAWANO, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(7/26/2019)

Florida
(1/2/2026)

Michigan
(1/29/2016)

IAR

Michigan
(3/14/2016)

Wisconsin
(1/29/2016)

IAR

Wisconsin
(1/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

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Contact information

Main Address

115 E. 5th Street, Shawano, WI 54166

Mailing Address

Phone number

(715) 526-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,911
AUM (Assets Under Management)	$ 909,761,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony J. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KERBERROSE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/4/2004

Series 24

Date: 12/18/2006

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERBERROSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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