Kimberly A. Genovese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Genovese, who also goes by Kimberly Ann Piekarski, Kimberly Ann Piekatski, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2004. Kimberly had worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - April 29, 2016
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
May 1, 2007 - February 24, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 29, 2004 - May 1, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 29, 2004 - May 21, 2007
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
CRD#: 5178 / SEC#: , 8-15753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN NATIONAL CORPORATION | PARENT COMPANY | |
| CAMPBELL, DELSON ROBERT | VICE PRESIDENT, DIRECTOR | 2165812 |
| COUTTS, JEFFREY DOUGLAS | SENIOR VICE PRESIDENT, TREASURER, DIRECTOR | |
| ELDER, KENNETH J. | AML OFFICER | 5949626 |
| GOULD, PAUL NOBLE | ASSISTANT VICE PRESIDENT | 3073375 |
| KLOUDA, MAUREEN ANN | COMPLIANCE MANAGER | 1159259 |
| KROLL, BRIAN ANTHONY | PRESIDENT, DIRECTOR | 5910026 |
| PAWSAT, CARL RAYMOND | INTERIM CHIEF FINANCIAL AND OPERATIONS PRINCIPAL | 6133845 |
| SAMPLATSKY, LAWRENCE A | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 4268260 |
| SKARIE, BRADLEY RAY | ASSISTANT VICE PRESIDENT | 2844865 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
