Andrea L. Lucey

CARR FINANCIAL GROUP

Worcester, MA 01605

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CRD#: 4828297

Professional summary

Andrea Lynne Lucey, CFP®, who also goes by Andrea Lynne Mallett, Andrea Mallett, is a registered financial advisor currently at CARR FINANCIAL GROUP located in Worcester, Massachusetts.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrea has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea Lynne Mallett | Andrea Mallett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Lynne Lucey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 26, 2022 - Present

CARR FINANCIAL GROUP

Office #1: 20 Park Avenue Ste #201, Worcester, MA 01605

RIA

CRD#: 317321

Worcester, MA

Past

May 12, 2017 - September 22, 2021

LUCEY ADVISORY GROUP

RIA

CRD#: 287515

WORCESTER, MA

Past

October 15, 2012 - September 27, 2021

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

WORCESTER, MA

Past

October 12, 2012 - August 4, 2021

LPL FINANCIAL LLC

CRD#: 6413

WORCESTER, MA

Past

September 16, 2004 - October 22, 2012

TOWER SQUARE SECURITIES, INC.

CRD#: 833

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARR FINANCIAL GROUP

CARR FINANCIAL GROUP | LUCEY ADVISORY GROUP DBA | CARR FINANCIAL GROUP CORPORATION

CRD#: 317321 / SEC#: 801-123187

RIA

Registered Investment Advisory firm - (2/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/1/2022)

IAR

Texas
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/15/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CARR FINANCIAL GROUP

CARR FINANCIAL GROUP | LUCEY ADVISORY GROUP DBA | CARR FINANCIAL GROUP CORPORATION

CRD#: 317321 / SEC#: 801-123187

RIA

Registered Investment Advisory firm - (2/7/2022 Approved)

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Contact information

Main Address

20 Park Avenue Ste #201, Worcester, MA 01605

Mailing Address

Phone number

(508) 795-0264

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

07 18 2025 CAR FORM ADV 2A AND 2B FINAL (7/18/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 648,435,946

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/29/2025	Cover Page	Report
11/20/2024	Cover Page	Report
05/30/2024	Cover Page	Report
05/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrea L. Lucey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Lynne Lucey's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUCEY ADVISORY GROUP

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

CARR FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2009

Series 6

Date: 9/15/2004

Current Firm

CARR FINANCIAL GROUP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARR FINANCIAL GROUP

TRUST BUT VERIFY

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