Jeffery D. Harrold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Deland Harrold II, who also goes by Jeffery D. Hardold II, Jeff P Harrold, Jeffery D. Harrold Ii, Jeffery Deland Harrold, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 2013. Jeffery had worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2018 - September 30, 2019
HB SECURITIES, LLC
February 24, 2016 - November 2, 2017
GT SECURITIES, INC.
February 6, 2015 - July 14, 2015
BONWICK CAPITAL PARTNERS, LLC
February 13, 2014 - January 6, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
October 1, 2013 - November 7, 2013
NMS CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
HB SECURITIES, LLC
CRD#: 140356 / SEC#: , 8-67307
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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