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James Alan Kuxhaus

James A. Kuxhaus

SAVVY
Valparaiso, IN 46383
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CRD#: 4828029
James Alan Kuxhaus
James Alan KuxhausSAVVY

Professional summary

James Alan Kuxhaus, CFP® is a registered financial advisor currently at SAVVY located in Valparaiso, Indiana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Directions Wealth Management, Investment related, Valparaiso, IN 46383; serves as the DBA entity for work at Savvy Wealth, Wealth Manager, 06/01/2026, same hours as role at Savvy -this is the DBA for this role. Owner, JAK Enterprises, LLC, a private entity established to facilitate securities, advisory, and insurance business; Located in Valparaiso, IN 46383, as of 11/28/2021; 5% of time spent during business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Alan Kuxhaus's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

August 3, 2026 - Present

SAVVY

Office #1: 162 W Lincolnway Suite 102, Valparaiso, IN 46383
RIA
CRD#: 318493
Valparaiso, IN
Past

September 9, 2024 - August 6, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Valparaiso, IN
Past

September 9, 2024 - August 6, 2026

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Valparaiso, IN
Past

March 21, 2024 - September 10, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
VALPARAISO, IN
Past

August 25, 2016 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
SALEM, OR
Past

August 25, 2016 - September 10, 2024

CETERA ADVISORS LLC

BD
CRD#: 10299
SALEM, OR
Past

December 8, 2011 - September 8, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
SALEM, OR
Past

December 8, 2011 - September 8, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
SALEM, OR
Past

October 22, 2010 - December 9, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SALEM, OR
Past

January 1, 2008 - December 9, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SALEM, OR
Past

September 9, 2004 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
SALEM, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(8/3/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/22/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/8/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/8/2007
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/30/2007
General Securities Sales Supervisor - Options Module Examination

Current Firm

SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | PILLAR CAPITAL, LLC | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS

CRD#: 318493 / SEC#: 801-123656

RIA
Registered Investment Advisory firm - (4/11/2022 Approved)
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Contact information

Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts3,776
AUM (Assets Under Management)$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVVY

CRD#: 318493Valparaiso, IN 46383

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