Jennifer Z. Yap

LDR CAPITAL MANAGEMENT

NEW YORK, NY 10022

CRD#: 4827546

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Professional summary

Jennifer Zhen Yap, who also goes by Jennifer Z Huang, Jennifer Zhen Huang, Jennifer Huang, is a registered financial advisor currently at LDR CAPITAL MANAGEMENT, LLC located in New York, New York.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jennifer has worked at 3 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Z Huang | Jennifer Zhen Huang | Jennifer Huang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Zhen Yap's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2023 - Present

LDR CAPITAL MANAGEMENT, LLC

Office #1: 300 Park Avenue Suite 520, New York, NY 10022

RIA

CRD#: 162329

NEW YORK, NY

Past

March 8, 2010 - November 12, 2012

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 27, 2004 - March 1, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LDR CAPITAL MANAGEMENT, LLC

CRD#: 162329 / SEC#: 801-75986

RIA

Registered Investment Advisory firm - (4/20/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/5/2023)

IAR

Texas
(4/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/29/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 10/18/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 10/7/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/24/2004

General Securities Representative Examination

Current Firm

LDR CAPITAL MANAGEMENT, LLC

CRD#: 162329 / SEC#: 801-75986

RIA

Registered Investment Advisory firm - (4/20/2012 Approved)

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Contact information

Main Address

300 Park Avenue Suite 501, New York, NY 10022

Mailing Address

Phone number

(646) 927-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LDR CAPITAL MANAGEMENT - FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 444,687,146

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer Z. Yap

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Zhen Yap's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

LDR CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2004

Series 86

Date: 10/18/2004

Series 87

Date: 10/7/2004

Series 7

Date: 9/24/2004

Current Firm

LDR CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LDR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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