Samuel H. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Horton Jones IV, who also goes by Samuel Horton Jones, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2004. Samuel had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2006 - June 26, 2015
CALVERT INVESTMENT MANAGEMENT, INC.
April 11, 2005 - December 16, 2010
CALVERT INVESTMENT DISTRIBUTORS, INC.
October 12, 2004 - January 14, 2005
A. G. EDWARDS & SONS, INC.
September 9, 2004 - January 14, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALVERT INVESTMENT MANAGEMENT, INC.
CRD#: 105512 / SEC#: 801-17044
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
