Adam J. Edwards

PEB CAPITAL MANAGEMENT LLC

Columbus, OH 43220

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CRD#: 4827227

Professional summary

Adam Joseph Edwards, CFP®, who also goes by Adam J Edwards, is a registered financial advisor currently at PEB CAPITAL MANAGEMENT LLC located in Columbus, Ohio.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Adam has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam J Edwards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) UPPER ARLINGTON YOUTH FOOTBALL ASSOCIATION INC, INV RELATED, UPPER ARLINGTON, OH, TREASURER, START 1/1/2015, 5 HOURS PER MONTH, ZERO DURING TRADING, REVIEW FINANCIAL BOOKS, RECORD INCOME AND EXPENSES FOR FOOTBALL LEAGUE. 2) Licensed Insurance Professional; same address; not investment-related; less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Joseph Edwards's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 7, 2021 - Present

PEB CAPITAL MANAGEMENT LLC

Office #1: 1880 Mackenzie Drive Suite #100, Columbus, OH 43220

RIA

CRD#: 315241

Columbus, OH

Past

May 12, 2016 - August 6, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

UPPER ARLINGTON, OH

Past

April 29, 2016 - August 6, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

UPPER ARLINGTON, OH

Past

January 23, 2009 - April 20, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Columbus, OH

Past

August 23, 2004 - April 20, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Columbus, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEB CAPITAL MANAGEMENT LLC

CRD#: 315241 / SEC#: 801-121815

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/20/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PEB CAPITAL MANAGEMENT LLC

CRD#: 315241 / SEC#: 801-121815

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

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Contact information

Main Address

1880 Mackenzie Drive Suite #100, Columbus, OH 43220

Mailing Address

Phone number

(614) 457-6855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEB CAPITAL DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/27/2025)

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 153,925,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam J. Edwards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Joseph Edwards's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PEB CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/12/2016

Series 6

Date: 8/20/2004

Current Firm

PEB CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEB CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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