Charles E. Kirven
Professional summary
Charles Edward Kirven, CIMA®, who also goes by Charlie E Kirven, Charlie Kirven, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Brentwood, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Brentwood, Tennessee.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Kirven's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 26, 2019 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1725 Mallory Ln, Brentwood, TN 37027December 9, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 1725 Mallory Ln, Brentwood, TN 37027February 11, 2014 - December 12, 2019
CNL SECURITIES CORP.
October 8, 2012 - March 26, 2014
CNL FUND ADVISORS COMPANY
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2020)
(1/6/2020)
(12/13/2023)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(12/13/2023)
(3/13/2024)
(2/9/2021)
(3/4/2025)
(12/13/2023)
(1/6/2020)
(1/6/2020)
(1/6/2020)
(12/13/2023)
(1/6/2020)
(12/9/2019)
(12/26/2019)
(1/6/2020)
(1/17/2020)
(1/6/2020)
(1/6/2020)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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