Jeremy A. Landau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Andre Landau, who also goes by Jeremy A Landau, Jeremy Landau, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2004. Jeremy had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2020 - September 1, 2023
MAGEN FINANCIAL LLC
October 16, 2018 - June 22, 2020
SUNRISE BROKERS LLC
March 22, 2005 - May 5, 2009
NEUBERGER BERMAN BD LLC
October 11, 2004 - March 22, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
MAGEN FINANCIAL LLC
CRD#: 305174 / SEC#: , 8-70397
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.