David K. Don
Professional summary
David Kenneth Don is a registered financial professional currently at TTBD, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 5 firms and has passed the Series 66, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Kenneth Don's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2024 - Present
TTBD, LLC
Office #1: 850 Third Avenue 15th Floor, New York, NY, 10022June 4, 2021 - January 2, 2025
RCM SECURITIES
May 24, 2018 - December 18, 2020
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
March 9, 2016 - May 10, 2018
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
August 11, 2014 - August 21, 2017
WEDBUSH SECURITIES INC.
March 29, 2012 - July 22, 2014
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
September 15, 2004 - October 8, 2008
TD OPTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/21/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
TTBD, LLC
CRD#: 327863 / SEC#: , 8-71139
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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