MH
Matthew D. Heinz
KESTRA ADVISORY SERVICES
Baton Rouge, LA 70808
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CRD#: 4826258
MH
Professional summary
Matthew David Heinz is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Baton Rouge, Louisiana and KESTRA INVESTMENT SERVICES, LLC located in Baton Rouge, Louisiana.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BN: ATLANTIC LENDING CO. INV REL: No ADDR: 4626 CONCORD AVENUE BATON ROUGE LA 70808 NOB: Mortgage Related Position: Owner Start Date: 8/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Take loan apps, help in the processing of the loan as needed and see that the loan gets closed in a timely manner. BN: MCWA INV REL: No ADDR: 1012 S. Acadian Thwy Suite 10 Baton Rouge LA 70806 NOB: Community/Charitable/Civic Position: Member Start Date: 2/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meet qtrly with the board of directors, help raise awareness of the organization in our community and meet with the two committees I serve on when necessary. BN: Centura Advisors, LLC INV REL: Yes ADDR: 6421 Perkins Road, Bldg A Ste 1A Baton Rouge LA 70808 NOB: RR Activities through Kestra Investment Services, LLC using a DBA name Position: Financial Advisor Start Date: 8/1/2004 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Review portfolios/financial plans with existing clients, develop relationships with new clients, make trades when necessary. BN: Kestra Advisory Services, LLC INV REL: Yes ADDR: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position: IAR Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services BN: Matt Heinz, Inc. INV REL: Yes ADDR: 6421 Perkins Road, Bldg. A, Ste. 1A Baton Rouge LA 70808 NOB: RR Activities through Kestra Investment Services, LLC using a DBA name Position: President Start Date: 12/11/2009 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: meet with clients and help manage their assets by seeking the best investment vehicles for their situation, make trades when necessary and communicate with the clients to evaluate the progress we're making. BN: The Chapel INV REL: No ADDR: 3355 Dalrymple Drive Baton Rouge LA 70802 NOB: Board Position (Board of Directors, Board of Trustees, etc.) Position: Deacon and member of the CARE Team. Start Date: 4/3/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As a Deacon I help serve the church before, during and after services by unlocking the facility, setting up the church for services, greet the members and guests and clean up. Help set-up and take down for special events that are help at the church. I also help the CARE Team decide if and how we will help those in our church who request assistance. I'm part of a four person team who vet the need and then pass it off to a CARE Team member who will then follow-up and do the actual work of meeting the need. BN: LOUISIANA SPORTS HALL OF FAME POSITION: Board member/Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2020 ADDRESS: 500 Front Street, Natchitoches LA 71457 DESC: Serve as a member of the board of directors, raise awareness of the organization and volunteer for fundraising activities (golf tournament, gala, etc.), look over financials with the CEO/President a few times each year. MK: M STEPHEN MAY, CPA POSITION: Referral Rep NATURE: Tax Credits INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 10/15/2023 ADDRESS: 8280 YMCA Plaza, Suite B, Building 6, Baton Rouge LA 70810, United States DESCRIPTION: Connect with business owners to see if they are interested in looking into tax incentives from the federal government and if they are I will refer them to experts in this field through relationships established with M Stephen May, CPA.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Heinz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6421 Perkins Rd. Bldg. A, Ste. 1a, Baton Rouge, LA 70808RIA
CRD#: 283330
Baton Rouge, LA
Current
January 9, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808BD
CRD#: 42046
Baton Rouge, LA
Past
January 10, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
March 14, 2005 - January 9, 2013
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
BATON ROUGE, LA
Past
December 16, 2004 - January 9, 2013
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
BATON ROUGE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/10/2022)
RR
Louisiana(1/9/2013)
IAR
Louisiana(4/22/2016)
RR
Maine(8/16/2023)
RR
Mississippi(5/21/2020)
RR
Oklahoma(7/15/2020)
RR
Texas(11/14/2019)
IAR
Texas(7/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Baton Rouge, LA 70808TRUST BUT VERIFY
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