Reny Mathew

VIRTUS INVESTMENT ADVISERS

NEW YORK, NY 10019

CRD#: 4826187

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Professional summary

Reny Mathew, CIMA® is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in New York, New York and VP DISTRIBUTORS LLC located in New York, New York.

Reny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Reny has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reny Mathew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 21, 2021 - Present

VIRTUS INVESTMENT ADVISERS, LLC

Office #1: 31 West 52nd Street 22nd Floor, New York, NY 10019

RIA

CRD#: 106982

NEW YORK, NY

Current

October 20, 2021 - Present

VP DISTRIBUTORS LLC

Office #1: 1301 Avenue Of The Americas 14th Floor, New York, NY 10019

CRD#: 3036

NEW YORK, NY

Past

January 2, 2019 - October 1, 2021

COMPASS DISTRIBUTORS, LLC

CRD#: 172662

Valhalla, NY

Past

June 12, 2017 - December 31, 2018

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

July 15, 2015 - April 7, 2017

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

July 13, 2015 - April 7, 2017

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

April 17, 2008 - June 24, 2015

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

NEW YORK, NY

Past

April 17, 2008 - June 24, 2015

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

May 8, 2007 - March 13, 2008

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

October 22, 2004 - April 23, 2007

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

September 1, 2004 - April 23, 2007

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(10/21/2021)

New Jersey
(8/27/2024)

New York
(10/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

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Contact information

Main Address

One Financial Plaza 26th Floor, Hartford, CT 06103

Mailing Address

Phone number

(800) 248-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 53,982,609,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Reny Mathew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reny Mathew's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

COMPASS DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

WYNSTON HILL CAPITAL, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

VIRTUS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/31/2004

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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