PM
Paul A. Mariconda
VALIC FINANCIAL ADVISORS
OKLAHOMA CITY, OK 73104
Some features on this profile are disabled
CRD#: 4825971
PM
Professional summary
Paul A. Mariconda is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Oklahoma City, Oklahoma.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Paul has worked at 1 firm and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Angel House on Grand. 59701 E307Ln, Grove, OK 74344. Non investment-related. Commenced this activity 3/8/2018. 50% owner of rental with no duties. 5% hours/month is devoted to this activity with none during securities trading hours. USA HOCKEY REFEREE POSITION: referee NATURE: Referee hockey games. This activity occurs on weekends and not during business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 1775 Bob Johnson, Colorado Springs CO 80906, United States DESCRIPTION: Referee hockey games. NOTARY POSITION: notary NATURE: notary INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/21/2020 ADDRESS: 22500 Graces Ter, Edmonda OK 73025, United States DESCRIPTION: notary AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products OCCC POSITION: Consultant NATURE: OSRHE ( Oklahoma State Regents For Higher Education) requires advisory boards for each Division. The role of the advisor is to provide input on how to improve OCCC degree programs. Since this is for the BIT (Business and Information Technology) Division I will be providing input on our Business Degree Programs. The position has no compensation and meets twice a year anywhere from 1- 2 hours per meeting. I will not be making any investment recommendations, this is purely to improve our BIT curriculum so that it is relevant to the workforce needs. Let me know if you need more information. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 7777 S. May ave, Oklahoma City OK 73159, United States DESCRIPTION: OSRHE ( Oklahoma State Regents For Higher Education) requires advisory boards for each Division. The role of the advisor is to provide input on how to improve OCCC degree programs. Since this is for the BIT (Business and Information Technology) Division I will be providing input on our Business Degree Programs. The position has no compensation and meets twice a year anywhere from 1- 2 hours per meeting. I will not be making any investment recommendations, this is purely to improve our BIT curriculum so that it is relevant to the workforce needs. Let me know if you need more information.
CRS (Client Relationship Summary) - RIA
Click below to view Paul A. Mariconda's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul A. Mariconda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2004 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 100 Ne 5th Street 1st Floor, Oklahoma City, OK 73104Office #2: 100 Ne 5th Street 1st Floor, Oklahoma City, OK 73104RIA
BD
CRD#: 42803
OKLAHOMA CITY, OK
Current
July 29, 2004 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 100 Ne 5th Street 1st Floor, Oklahoma City, OK 73104Office #2: 100 Ne 5th Street 1st Floor, Oklahoma City, OK 73104RIA
BD
CRD#: 42803
OKLAHOMA CITY, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/15/2015)
IAR
Alabama(10/19/2015)
RR
Alaska(10/14/2022)
IAR
Alaska(10/14/2022)
RR
Arizona(4/15/2014)
IAR
Arizona(3/29/2021)
RR
Arkansas(12/22/2016)
IAR
Arkansas(3/16/2021)
RR
California(10/11/2016)
IAR
California(3/12/2021)
RR
Florida(3/16/2017)
IAR
Florida(10/31/2019)
RR
Iowa(11/4/2019)
IAR
Iowa(11/4/2019)
RR
Kansas(11/28/2005)
IAR
Kansas(11/28/2005)
RR
Louisiana(8/7/2012)
IAR
Louisiana(8/13/2012)
RR
Massachusetts(5/2/2022)
IAR
Massachusetts(5/10/2022)
RR
Minnesota(10/31/2017)
IAR
Minnesota(3/12/2021)
RR
Missouri(5/28/2014)
RR
Montana(5/15/2025)
IAR
Montana(5/22/2025)
RR
Nevada(2/14/2019)
IAR
Nevada(2/20/2019)
RR
New Jersey(10/5/2004)
IAR
New Jersey(10/21/2004)
RR
New Mexico(1/3/2012)
IAR
New Mexico(1/4/2012)
RR
New York(2/2/2021)
IAR
New York(2/14/2021)
RR
North Carolina(3/7/2022)
IAR
North Carolina(3/11/2022)
RR
Oklahoma(8/9/2004)
IAR
Oklahoma(10/21/2004)
RR
Oregon(9/25/2023)
IAR
Oregon(9/26/2023)
RR
Pennsylvania(12/10/2009)
RR
Texas(9/10/2008)
IAR
Texas(9/11/2008)
RR
Wisconsin(4/28/2020)
IAR
Wisconsin(4/28/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Oklahoma City, OK 73104TRUST BUT VERIFY
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