DH
Dustin L. Hosler
THE HUNTINGTON INVESTMENT COMPANY
Ashland, OH 44805
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CRD#: 4825754
DH
Professional summary
Dustin L Hosler is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Ashland, Ohio.
Dustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Dustin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I have 2 rental properties. No time is vested in this as I have contractors that do the work on them. FOR PROFIT OR NOT FOR PROFIT: nonprofit NAME OF OUTSIDE BUSINESS ORGANIZATION: Mansfield St Peters girls soccer INVESTMENT RELATED: N ADDRESS OF BUSINESS: 104 West First St, Mansfield OH 44902 NATURE OF BUSINESS: High School girls soccer COMPENSATION FOR ACTIVITY: y POSITION, TITLE, ASSOCIATION: Head Coach START DATE OF RELATIONSHIP: 8/1/2018 NUMBER OF HOURS DEVOTED: 40 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: coaching girls soccer ASHLAND HIGH SCHOOL POSITION: Head Coach NATURE: Sports and Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 1440 King Rd, Ashland OH 44805, United States DESCRIPTION: coaching high school boys soccer RENTAL PROPERTY POSITION: owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2007 ADDRESS: 294 West Main St, Lexington OH 44904, United States DESCRIPTION: I have one rental property that used to be my primary property NAME: CMH DISTRIBUTION LLC POSITION: Member NATURE: Amazon INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 10/1/2024 ADDRESS: 913 Township Rd 1104 Ashland, OH 44805 DESCRIPTION: My wife will be doing an Amazon Business Hub for delivering packages. I will not be earning income from this position, or working for this, however, i will be on the business account that we open incase anything ever happens to my wife.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin L Hosler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dustin L Hosler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2018 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Ashland East Banking Office 308 Eastern Avenue, Ashland, OH 44805RIA
BD
CRD#: 16986
Ashland, OH
Current
January 16, 2018 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Ashland East Banking Office 308 Eastern Avenue, Ashland, OH 44805RIA
BD
CRD#: 16986
Ashland, OH
Past
June 4, 2008 - May 6, 2011
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
MANSFIELD, OH
Past
June 3, 2008 - October 20, 2017
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
MANSFIELD, OH
Past
May 29, 2007 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
SAN ANTONIO, TX
Past
May 29, 2007 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
SAN ANTONIO, TX
Past
August 9, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SAN ANTONIO, TX
Past
July 21, 2006 - July 21, 2006
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
SAN ANTONIO, TX
Past
July 21, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
SAN ANTONIO, TX
Past
February 28, 2006 - July 14, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
SANDUSKY, OH
Past
February 28, 2006 - July 14, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
SANDUSKY, OH
Past
May 12, 2005 - January 24, 2006
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CINCINNATI, OH
Past
November 8, 2004 - February 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MANSFIELD, OH
Past
September 30, 2004 - February 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(1/17/2018)
IAR
Ohio(1/17/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986Ashland, OH 44805TRUST BUT VERIFY
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