MB
Michael J. Barranco
INVISTA ADVISORS
MONTGOMERY, AL 36117
Some features on this profile are disabled
CRD#: 4825738
MB
Michael James BarrancoINVISTA ADVISORS
Professional summary
Michael James Barranco, who also goes by Mike Barranco, is a registered financial advisor currently at INVISTA ADVISORS located in Montgomery, Alabama and WAVERLY ADVISORS, LLC located in Montgomery, Alabama.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Mike Barranco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MB Consulting, LLC - Owner - Accounting related services, located at 9902 Dogwood Ct. Montgomery, AL. 36117, approximately 8% of my time is spent on this activity, however less than 3% is conducted during business trading hours, and all time spent on this activity is at 9902 Dogwood court, or at the clients office. 2. Advanced Risk Management - See Brandt's explanation, less than 2% of my time is spent on this activity, co-owner. 3. Wind Drift HOA - 28760 Perdido Beach Blvd, Orange Beach, AL 36561 - I am a board member with no control over finances or investments. Approximately 2 hrs per month is spent on this activity, with virtually none spent during trading hours. 4. Wynlakes Golf & Country Club -7900 Wynlakes Boulevard Montgomery, AL 36117 - I am a board member with no control over finances or investments. Approximately 2 hrs per month is spent on this activity with none being during trading hours. 5. AICPA - 1211 Avenue of the Americas New York, NY 10036-8775 - Member. Zero time spent on this activity. I am merely a member in order to access their life insurance program for my family. 6. Insurance Agent - Not Investment Related - At Reported Business Location - Sales and Services of Insurance Products - Agent - Start Date: 06/01/2022 - Less than 5% of time.
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Barranco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2018 - Present
INVISTA ADVISORS
Office #1: 350 Leavell Circle, Montgomery, AL 36117RIA
CRD#: 282899
MONTGOMERY, AL
Current
July 24, 2026 - Present
WAVERLY ADVISORS, LLC
Office #1: 350 Leavell Cir., Montgomery, AL 36117RIA
CRD#: 115332
Montgomery, AL
Past
April 2, 2007 - December 17, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
MONTGOMERY, AL
Past
April 2, 2007 - December 17, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
MONTGOMERY, AL
Past
January 9, 2006 - April 5, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MONTGOMERY, AL
Past
November 4, 2004 - April 5, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MONTGOMERY, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | PROMUS | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(10/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | PROMUS | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Loading...
Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
