JP
Jonathan D. Pond
DAKOTA WEALTH
Newton, MA 02458
Some features on this profile are disabled
CRD#: 4825202
JP
Professional summary
Jonathan Davidson Pond is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Newton, Massachusetts.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jonathan has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MR. POND IS ALSO ENGAGED IN DEVELOPING, SUPPORTING AND PROMOTING, PRIMARILY THROUGH PUBLIC TELEVISION, FIVE FINANCIAL PRODUCTS (SMART PLANNER, SMART INVESTOR, YOUR INVESTMENT ROAD MAP, YOUR LIFETIME FINANCIAL PLANNER AND YOUR FINANCIAL ROAD MAP) THAT PROVIDE FINANCIAL PLANNING AND INVESTMENT GUIDANCE VIA COMPUTER-GENERATED REPORTS BASED ON QUESTIONNAIRE RESPONSES. WHILE THESE PRODUCTS ARE PRIMARILY OFFERED THROUGH PUBLIC TELEVISION, OTHER DISTRIBUTION OUTLETS MAY INCLUDE CREDIT UNIONS, BANKS, CONSUMER CREDIT COUNSELING AGENCIES, BROKERAGE AND MUTUAL FUND COMPANIES, ASSOCIATIONS AND EMPLOYERS. APPLICANT DOES NOT OFFER OR SOLICIT ADDITIONAL PRODUCTS OR SERVICES IN CONJUNCTION WITH THE REPORT SERVICE. THE ABOVE ACTIVITIES CONSTITUTE LESS THAN 20% OF MR. POND'S TIME. 2) On a transitional basis, Mr. Pond will be dually registered as an Investment Advisor Representative with Jonathan D. Pond, LLC and as an Investment Advisor Representative with Dakota Wealth, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Davidson Pond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2023 - Present
DAKOTA WEALTH, LLC
Office #1: 300 Washington Street Suite 601, Newton, MA 02458RIA
CRD#: 297987
Newton, MA
Past
December 4, 2007 - October 2, 2023
JONATHAN D. POND, LLC
RIA
CRD#: 131395
NEWTON, MA
Past
May 13, 2005 - December 31, 2006
JONATHAN D. POND, LLC
RIA
CRD#: 131395
NEWTON, MA
Past
July 9, 2004 - December 31, 2004
JONATHAN D. POND, LLC
RIA
CRD#: 131395
WATERTOWN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
RIA
Registered Investment Advisory firm - (10/8/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(9/27/2023)
Exams
Current Firm
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
RIA
Registered Investment Advisory firm - (10/8/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752
Mailing Address
Phone number
(561) 774-8101
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,786 |
| AUM (Assets Under Management) | $ 6,335,261,507 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/10/2025 | ||
| 09/13/2024 | ||
| 11/21/2023 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAKOTA WEALTH, LLC
CRD#: 297987Newton, MA 02458TRUST BUT VERIFY
Monitor Jonathan Pond
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
