MT
Mario A. Trevino
NAVY FEDERAL INVESTMENT SERVICES
Lutz, FL
Some features on this profile are disabled
CRD#: 4825050
MT
Professional summary
Mario Alonzo Trevino, who also goes by Mario Alonzo Trevino Jr, is a registered financial advisor currently at NAVY FEDERAL INVESTMENT SERVICES, LLC located in Lutz, Florida.
Mario is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Mario has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mario Alonzo Trevino Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental Property, Tampa, FL - Owner/ Landlord - 9/2024 -Rent property to my adult children - Devote 0 hrs during trade hours and non-trade hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mario Alonzo Trevino's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mario Alonzo Trevino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #2: 4538 S Dale Mabry Hwy, Tampa, FL 33611RIA
BD
CRD#: 138459
Lutz, FL
Current
July 14, 2017 - Present
NAVY FEDERAL INVESTMENT SERVICES, LLC
Office #1: 4538 S Dale Mabry Hwy, Tampa, FL 33611RIA
BD
CRD#: 138459
Tampa, FL
Past
September 28, 2015 - July 7, 2017
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
TAMPA, FL
Past
September 21, 2015 - July 7, 2017
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
TAMPA, FL
Past
July 14, 2010 - September 21, 2015
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
PLANT CITY, FL
Past
July 1, 2010 - September 21, 2015
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
PLANT CITY, FL
Past
April 13, 2010 - July 2, 2010
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
PLANT CITY, FL
Past
April 12, 2010 - July 2, 2010
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
PLANT CITY, FL
Past
July 20, 2009 - January 11, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SEBRING, FL
Past
July 16, 2009 - January 12, 2010
JOHNSON STIVENDER WEALTH ADVISORS, INC.
RIA
CRD#: 137032
SEBRING, FL
Past
June 19, 2009 - January 11, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SEBRING, FL
Past
March 7, 2005 - June 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SEBRING, FL
Past
October 28, 2004 - June 23, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SEBRING, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/15/2024)
IAR
Alabama(7/15/2024)
RR
Arizona(11/19/2020)
IAR
Arizona(5/3/2022)
RR
California(11/2/2020)
IAR
California(4/19/2022)
RR
Colorado(11/19/2020)
IAR
Colorado(4/19/2022)
RR
Connecticut(2/23/2021)
IAR
Connecticut(4/19/2022)
RR
Delaware(8/31/2023)
IAR
Delaware(9/6/2023)
RR
District of Columbia(12/9/2021)
IAR
District of Columbia(4/5/2022)
RR
Florida(7/14/2017)
IAR
Florida(7/18/2017)
RR
Georgia(11/19/2020)
IAR
Georgia(3/14/2022)
RR
Hawaii(10/5/2020)
IAR
Hawaii(3/14/2022)
RR
Idaho(12/9/2021)
RR
Illinois(11/19/2020)
RR
Kansas(2/26/2021)
IAR
Kansas(3/14/2022)
RR
Kentucky(7/27/2020)
IAR
Kentucky(3/14/2022)
RR
Maine(12/9/2021)
RR
Maryland(12/9/2021)
IAR
Maryland(3/14/2022)
RR
Massachusetts(12/9/2021)
RR
Michigan(12/9/2021)
RR
Minnesota(12/9/2021)
RR
Mississippi(12/9/2021)
RR
Missouri(6/23/2020)
IAR
Missouri(4/19/2022)
RR
Nevada(12/9/2021)
RR
New Hampshire(12/9/2021)
RR
New Jersey(3/11/2022)
IAR
New Jersey(3/14/2022)
RR
New Mexico(12/9/2021)
RR
New York(12/9/2021)
IAR
New York(4/19/2022)
RR
North Carolina(11/19/2020)
IAR
North Carolina(3/22/2022)
RR
Ohio(11/19/2020)
IAR
Ohio(4/19/2022)
RR
Oklahoma(12/9/2021)
RR
Pennsylvania(12/9/2021)
IAR
Pennsylvania(4/19/2022)
RR
South Carolina(6/26/2019)
IAR
South Carolina(4/20/2022)
RR
South Dakota(12/9/2021)
IAR
South Dakota(6/2/2022)
RR
Tennessee(11/19/2020)
RR
Texas(5/1/2020)
IAR
Texas(4/19/2022)
RR
Virginia(11/19/2020)
IAR
Virginia(4/25/2022)
RR
Washington(11/19/2020)
RR
Wisconsin(10/1/2020)
RR
Wyoming(12/9/2021)
IAR
Wyoming(4/22/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NAVY FEDERAL INVESTMENT SERVICES, LLC
NAVY FEDERAL BROKERAGE SERVICES LLC | NAVY FEDERAL INVESTMENT SERVICES, LLC | NAVY FEDERAL BROKERAGE SERVICES, LLC
CRD#: 138459 / SEC#: 801-68067, 8-67161
RIA
Registered Investment Advisory firm - SEC (6/21/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1007 Electric Ave, Vienna, VA 22180
Mailing Address
1007 Electric Ave, Vienna, VA 22180
Phone number
(877) 221-8108
Established
Virginia since 09/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
176
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,472 |
| AUM (Assets Under Management) | $ 1,713,608,579 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
