William A. Sterling

TRITONPOINT WEALTH

CHEVY CHASE, MD 20815

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CRD#: 4823837

Professional summary

William Alan Sterling JR, who also goes by William Alan Sterling, William Alan Sterling Jr, is a registered financial advisor currently at TRITONPOINT WEALTH, LLC located in Chevy Chase, Maryland and TRITONPOINT CAPITAL, LLC located in Chevy Chase, Maryland.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. William has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Alan Sterling | William Alan Sterling Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Sterling JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2023 - Present

TRITONPOINT WEALTH, LLC

Office #1: 5404 Wisconsin Ave Ste. 330, Chevy Chase, MD 20815

RIA

CRD#: 328398

CHEVY CHASE, MD

Current

August 11, 2025 - Present

TRITONPOINT CAPITAL, LLC

Office #1: 5404 Wisconsin Avenue, Suite 330, Chevy Chase, MD 20815

RIA

CRD#: 336417

CHEVY CHASE, MD

Past

March 31, 2023 - November 3, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

April 8, 2019 - November 3, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

BETHESDA, MD

Past

October 15, 2009 - April 15, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TYSONS CORNER, VA

Past

August 31, 2009 - April 15, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TYSONS CORNER, VA

Past

April 2, 2007 - March 13, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

PURCHASE, NY

Past

February 23, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRITONPOINT WEALTH, LLC

JOSE WEALTH VENTURES, LLC | TRITONPOINT WEALTH, LLC

CRD#: 328398 / SEC#: 801-128869

RIA

Registered Investment Advisory firm - (10/17/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(10/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/22/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/12/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/31/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/31/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 6/9/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/17/2012

General Securities Sales Supervisor - General Module Examination

Current Firm

TRITONPOINT WEALTH, LLC

JOSE WEALTH VENTURES, LLC | TRITONPOINT WEALTH, LLC

CRD#: 328398 / SEC#: 801-128869

RIA

Registered Investment Advisory firm - (10/17/2023 Approved)

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Contact information

Main Address

5404 Wisconsin Ave Ste. 330, Chevy Chase, MD 20815

Mailing Address

Phone number

(301) 799-9001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR TRITONPOINT WEALTH, LLC (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,476
AUM (Assets Under Management)	$ 1,542,817,384

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William A. Sterling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Alan Sterling JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRITONPOINT CAPITAL, LLC

GOLDMAN SACHS & CO. LLC

UNITED CAPITAL FINANCIAL ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

TRITONPOINT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/2023

Series 66

Date: 10/12/2009

Series 7TO

Date: 3/31/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2005

Series 24

Date: 10/31/2018

Series 9

Date: 6/9/2012

Series 10

Date: 2/17/2012

Current Firm

TRITONPOINT WEALTH, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRITONPOINT WEALTH, LLC

TRUST BUT VERIFY

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