Dana B. Levy-germain
Professional summary
Dana Beth Levy-germain, who also goes by Dana Beth Levy, is a registered financial professional currently at BRADLEY WOODS & CO. LTD. located in New York, New York.
Dana is registered as a RR (Registered Representative) and started their career in finance in 2004. Dana has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dana Beth Levy-germain's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2011 - Present
BRADLEY WOODS & CO. LTD.
Office #1: 845 Third Ave, Suite 1703, New York, NY 10022June 18, 2014 - November 17, 2016
INDUSTRY CAPITAL ADVISORS, LLC
October 13, 2004 - January 13, 2011
CAZENAVE AND CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2011)
(7/18/2011)
(7/5/2011)
(3/11/2011)
(7/19/2011)
(1/27/2014)
(8/3/2011)
(7/5/2011)
Exams
FINRA
Current Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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