Michael J. Menken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Menken JR., who also goes by Michael John Menken Jr, Michael John Menken, Michael Menken, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2015 - May 4, 2016
TRIBAL CAPITAL MARKETS, LLC
July 17, 2013 - May 4, 2015
CRT CAPITAL GROUP LLC
July 12, 2012 - June 20, 2013
CANTOR FITZGERALD & CO.
January 9, 2012 - July 11, 2012
BANC OF MANHATTAN CAPITAL
May 2, 2011 - December 5, 2011
MF GLOBAL INC.
October 13, 2006 - April 13, 2011
SG AMERICAS SECURITIES, LLC
September 9, 2004 - September 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TRIBAL CAPITAL MARKETS, LLC
CRD#: 38901 / SEC#: , 8-48460
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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