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RY

Robert G. Yostpille

OASIS PRO MARKETS LLC
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 4822760
RY

Professional summary

Robert G Yostpille, who also goes by Robert G. Yostpille, Bob Yostpille, is a registered financial professional currently at OASIS PRO MARKETS LLC located in Stamford, Connecticut.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2021. Robert has worked at 1 firm and has passed the Series 99TO, SIE, Series 7TO and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert G. Yostpille | Bob Yostpille

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert G Yostpille's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 22, 2021 - Present

OASIS PRO MARKETS LLC

Office #1: 43 Harbor Drive Unit 206, Stamford, CT 06902Office #2: 43 Harbor Drive. Unit 206, Darien, CT 06902
BD
CRD#: 149420
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/22/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2021
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OP
OASIS PRO MARKETS LLC
LAVECCHIA CAPITAL LLC | OASIS PRO MARKETS LLC

CRD#: 149420 / SEC#: , 8-68164

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
43 Harbor Drive Unit 206, Stamford, CT 06902
Mailing Address
43 Harbor Drive Unit 206, Stamford, CT 06820
Phone number
(203) 247-6700
Established
Delaware since 02/09/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONDO FINANCE CORPORATIONOWNER
LAVECCHIA, PASQUALE MARIOCHIEF EXECUTIVE OFFICER / MANAGING MEMBER2403011
YOSTPILLE, ROBERT GCHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER4822760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OASIS PRO MARKETS LLC

CRD#: 149420Stamford, CT 06902

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