Frank Giusti
Professional summary
Frank Giusti, who also goes by Frank S Giusti, Frank Giusti, is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2011. Frank has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Giusti's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2026 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022December 10, 2020 - April 17, 2026
SOUTH STREET SECURITIES LLC
September 11, 2019 - November 17, 2020
SG AMERICAS SECURITIES, LLC
August 20, 2012 - September 12, 2019
MUFG SECURITIES AMERICAS INC.
February 9, 2011 - August 14, 2012
NEWEDGE USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2026)
(8/10/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/22/2013
Limited Representative-Equity Trader ExamCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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