KB
Kristin T. Buikema
T. ROWE PRICE ASSOCIATES
Franklin, WI
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CRD#: 4821870
KB
Professional summary
Kristin Terese Buikema, AIF®, who also goes by Kristin Terese Behrens, Kristin Terese Buikema, Kristin Buikema, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Franklin, Wisconsin and T. ROWE PRICE INVESTMENT SERVICES, INC. located in New York, New York.
Kristin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kristin has worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristin Terese Behrens | Kristin Terese Buikema | Kristin Buikema
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental Property; Non Investment Related; Owner; My husband and I own multiple rental properties. He is the one who takes responsibility for whatever needs attending to in the properties. We receive rental income and pay a property management company to maintain the properties, manage the tenants, all actions around renting the property; 1 hour per month; zero during trading; START DATE: 12/21/2016 Property addresses: 1122 W. 7th Ave. Oshkosh, WI 54902 1502 Liberty St Oshkosh, WI 54901 1907 Wilson Ave Oshkosh, WI 54901 1822 Minnesota St Oshkosh, WI 54901 517 Evans St Oshkosh, WI 54901 1333 Liberty St Oshkosh, WI 54901
CRS (Client Relationship Summary) - RIA
Click below to view Kristin Terese Buikema's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 27, 2021 - Present
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
Franklin, WI
Current
January 6, 2021 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 233 Park Ave S., New York, NY 10003BD
CRD#: 8348
New York, NY
Past
July 3, 2018 - November 25, 2020
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
CHARLOTTE, NC
Past
September 11, 2015 - June 7, 2018
PRINCIPAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 43261
DES MOINES, IA
Past
January 8, 2007 - September 10, 2015
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
August 30, 2004 - January 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LOMBARD, IL
Past
August 9, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 9, 2004 - January 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LOMBARD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2021)
RR
Alaska(1/20/2021)
RR
Arizona(1/20/2021)
RR
Arkansas(1/20/2021)
RR
California(1/20/2021)
RR
Colorado(1/20/2021)
RR
Connecticut(1/20/2021)
RR
Delaware(1/20/2021)
RR
District of Columbia(1/20/2021)
RR
Florida(1/20/2021)
RR
Georgia(1/20/2021)
RR
Hawaii(1/20/2021)
RR
Idaho(1/20/2021)
RR
Illinois(1/6/2021)
RR
Indiana(1/20/2021)
RR
Iowa(1/20/2021)
RR
Kansas(1/20/2021)
RR
Kentucky(1/20/2021)
RR
Louisiana(1/20/2021)
RR
Maine(1/20/2021)
RR
Maryland(1/6/2021)
IAR
Maryland(3/5/2021)
RR
Massachusetts(1/20/2021)
RR
Michigan(1/20/2021)
RR
Minnesota(1/20/2021)
RR
Mississippi(1/20/2021)
RR
Missouri(1/20/2021)
RR
Montana(1/20/2021)
RR
Nebraska(1/20/2021)
RR
Nevada(1/20/2021)
RR
New Hampshire(1/20/2021)
RR
New Jersey(1/20/2021)
RR
New Mexico(1/20/2021)
RR
New York(1/20/2021)
IAR
New York(8/28/2024)
RR
North Carolina(1/20/2021)
RR
North Dakota(1/20/2021)
RR
Ohio(1/20/2021)
RR
Oklahoma(1/20/2021)
RR
Oregon(1/20/2021)
RR
Pennsylvania(1/20/2021)
RR
Puerto Rico(1/20/2021)
RR
Rhode Island(1/20/2021)
RR
South Carolina(1/20/2021)
RR
South Dakota(1/20/2021)
RR
Tennessee(1/20/2021)
RR
Texas(1/20/2021)
RR
Utah(1/20/2021)
RR
Vermont(1/20/2021)
RR
Virgin Islands(1/20/2021)
RR
Virginia(1/20/2021)
RR
Washington(1/20/2021)
RR
West Virginia(1/20/2021)
RR
Wisconsin(1/20/2021)
IAR
Wisconsin(3/1/2022)
RR
Wyoming(1/20/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
