Christopher D. Long

PALMER SQUARE CAPITAL MANAGEMENT LLC

Mission Woods, KS 66205

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CRD#: 4821076

Professional summary

Christopher Dale Long is a registered financial advisor currently at PALMER SQUARE CAPITAL MANAGEMENT LLC located in Mission Woods, Kansas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Christopher has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KPERS, 611 S KANSAS AVE, STE 100, TOPEKA, KS 66603-3803, NOT INVESTMENT RELATED, KANSAS PUBLIC EMPLOYEE RETIREMENT SYSTERM, BOARD OF TRUSTEES MEMBER, EFFECTIVE 09/01/2011, 15HRS/MO, NONE DURING SECURITIES HOURS, TRUSTEE MEMBER. CHRIS LONG SERVES AS AN OFFICER ON BOTH THE MONTAGE MANAGERS TRUST BOARD AND THE PALMER SQUARE OPPORTUNISTIC INCOME FUND BOARD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Dale Long's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2011 - Present

PALMER SQUARE CAPITAL MANAGEMENT LLC

Office #1: 1900 Shawnee Mission Parkway Suite 315, Mission Woods, KS 66205

RIA

CRD#: 155697

Mission Woods, KS

Past

September 22, 2010 - October 28, 2011

MONTAGE INVESTMENTS, LLC

RIA

CRD#: 152607

LEAWOOD, KS

Past

April 6, 2009 - March 31, 2010

GUILFORD CAPITAL MANAGEMENT LLC

RIA

CRD#: 149759

LEAWOOD, KS

Past

January 2, 2008 - April 17, 2009

PRAIRIE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 145542

KANSAS CITY, MO

Past

February 5, 2007 - April 30, 2008

PRAIRIE CAPITAL MANAGEMENT INC

RIA

CRD#: 106353

KANSAS CITY, MO

Past

January 17, 2007 - April 17, 2009

GEORGE K. BAUM & COMPANY

CRD#: 36354

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALMER SQUARE CAPITAL MANAGEMENT LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC | PALMER SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 155697 / SEC#: 801-72047

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/31/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/1/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/16/2007

General Securities Representative Examination

Current Firm

PALMER SQUARE CAPITAL MANAGEMENT LLC

PALMER SQUARE CAPITAL MANAGEMENT LLC | PALMER SQUARE CAPITAL MANAGEMENT, LLC

CRD#: 155697 / SEC#: 801-72047

RIA

Registered Investment Advisory firm - (1/3/2011 Approved)

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Contact information

Main Address

1900 Shawnee Mission Parkway Suite 315, Mission Woods, KS 66205

Mailing Address

Phone number

(816) 994-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2025.03.31 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 27,091,623,176

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher D. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Dale Long's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALMER SQUARE CAPITAL MANAGEMENT LLC

MONTAGE INVESTMENTS, LLC

GUILFORD CAPITAL MANAGEMENT LLC

PRAIRIE CAPITAL MANAGEMENT, LLC

PRAIRIE CAPITAL MANAGEMENT INC

GEORGE K. BAUM & COMPANY

Primary Firm SEC Registration

PALMER SQUARE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/1/2007

Series 7

Date: 1/16/2007

Current Firm

PALMER SQUARE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALMER SQUARE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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