Alan Grujic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Grujic was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2004. Alan had worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO, Series 55, Series 37, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2020 - July 29, 2022
ALL OF US SECURITIES LLC
November 29, 2004 - October 26, 2012
INFINIUM SECURITIES INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 6/26/2020
Securities Trader ExamSeries 7TO
Date: 5/7/2020
General Securities Representative ExaminationSeries 55
Date: 8/27/2004
Limited Representative-Equity Trader ExamSeries 37
Date: 7/16/2004
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
ALL OF US SECURITIES LLC
CRD#: 292163 / SEC#: , 8-70073
Contact information
Documents
Red Flags
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