Matthew S. Sopher

INTRACK INVESTMENT MANAGEMENT

South Burlington, VT 05403

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CRD#: 4820463

Professional summary

Matthew S Sopher, who also goes by Mathew Sopher, is a registered financial advisor currently at INTRACK INVESTMENT MANAGEMENT, INC. located in South Burlington, Vermont.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Matthew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mathew Sopher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Sopher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

INTRACK INVESTMENT MANAGEMENT, INC.

Office #1: 1233 Shelburne Road Suite D-6b, South Burlington, VT 05403

RIA

CRD#: 106450

South Burlington, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTRACK INVESTMENT MANAGEMENT, INC.

INTRACK INVESTMENT MANAGEMENT, INC. | SOPHER INVESTMENT MANAGEMENT INC

CRD#: 106450 / SEC#: 801-79488

RIA

Registered Investment Advisory firm - (4/21/2014 Approved)

Vermont

Registered Investment Advisory firm - (1/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(5/22/2024)

IAR

Vermont
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2024

Uniform Investment Adviser Law Examination

Current Firm

INTRACK INVESTMENT MANAGEMENT, INC.

INTRACK INVESTMENT MANAGEMENT, INC. | SOPHER INVESTMENT MANAGEMENT INC

CRD#: 106450 / SEC#: 801-79488

RIA

Registered Investment Advisory firm - (4/21/2014 Approved)

Vermont

Registered Investment Advisory firm - (1/5/2018 Terminated)

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Contact information

Main Address

1233 Shelburne Road Suite D-6b, South Burlington, VT 05403

Mailing Address

Phone number

(802) 658-0625

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV, BROCHURE FOR INTRACK INVESTMENT MANAGEMENT (3/10/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 286,242,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew S. Sopher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew S Sopher's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTRACK INVESTMENT MANAGEMENT, INC.

Primary Firm SEC Registration

INTRACK INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2024

Current Firm

INTRACK INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTRACK INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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