VC
Victoria S. Coleman
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CRD#: 4820316
VC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Sablan Coleman, who also goes by VIckie Coleman, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2004. Victoria had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Vickie Coleman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CHURCH OF SCIENTOLOGY|NOT INVESTMENT RELATED|500 CLEVELAND ST. CLEARWATER, FL 33756|NON PROFIT ACTIVITIES|FIELD STAFF MEMBER|03.01.1983|1 HR A MONTH|0 HR DURING SECURITIES TRADING|NOT A DAILY ACTIVITY. HELP FRINEDS AND FAMILY SEEKING SELF IMPROVEMENT BY REFERRING TO BOOKS, COURSES, AND COUNSELING. ONLY DONE AS NEED ARISES. VC Management / 1221- Present / Investment Related: No / 2629 Foothill Blvd. Unit 212 La Crescenta, CA 91214 / Owner, CEO President / Business Mgmt & Admin / / Hrs. Work Monthly: 120 / Sec Trading Hrs: 4 / Provide back office, administrative support, pay bills, reconcile bank accounts, prepare tax documents and reports, plan and manage projects and internal processes. 1) DYNAMIC EXPANSION INC.; NO; 2629 FOOTHILL BLVD., UNITE 212, LA CRESCENTA, CA 91214; EVENT PLANNING, CUSTOMER SERVICE, ADMINISTRATIVE SUPPORT SERVICES, 60 HRS/MO; MONITOR PRINCIPAL'S EMAIL ACCOUNT, FORWARD EMAILS TO OTHER DEPT STAFF FOR HANDLING, REVIEW ANALYSIS AND REPORT OF ACCOUNTING AND PRODUCTION DATA. RENTAL PROPERTY/NO/8700 GLENOAKS BLVD, APT 206, SUN VALLEY, CA 91352/NA/01.22.2003/0/0/NA - TEMAMT DEPOSITS RENTAL INCOME INTO MY ACCOUNT. PROPERTY MAINTENANCE AND OTEHR ISSUES ARE TAKEN CARE OF BY MY BROTHERS. Co name: WARNER PACIFIC INSURANCE / emp dates: 0719 TO PRESENT/ INVESTMENT RELATED: NO /address: 32110 AGOURA RD WESTLAKE VILLAGE, CA 91361/ position: INDEPENDENT AGENT/ nature of business: HEALTH INSURANCE BROKER / hrs work monthly: 1 /Sec trading hrs: 0 / duties: REFERRING CLIENTS WHO ARE IN NEED OF HEALTH INSURANCE. SUBMITTING QUOTE REQUESTS FOR CLIENTS WHO ARE LOOKING FOR HEALTH INSURANCE OBA Amendment Update: "WARNER PACIFIC INSURANCE" DYNEX GROUP BENEFITS SOLUTIONS POSITION: Secretary / Agent NATURE: Group Health Insurance plans and Group Term Life INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2025 ADDRESS: 626 Lakeview Road, Suite A, Unit 9, Clearwater FL 33756, United States DESCRIPTION: Secretary: Prepare agenda for annual board meeting Send out notice of annual meeting to shareholders Take minutes of annual meeting Finalize and send out annual meeting minutes & record in corporate book Agent: Sales of health insurance and group term life insurance
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 6, 2012 - August 29, 2025
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Clearwater, FL
Past
January 6, 2012 - August 29, 2025
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
Clearwater, FL
Past
December 6, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
BURBANK, CA
Past
October 13, 2004 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
BURBANK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
