Paul A. Hancock

GENESIS WEALTH PLANNING

Bonita Springs, FL 34135

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CRD#: 4820249

Professional summary

Paul Alan Hancock, CFP®, who also goes by Paul A. Hancock, is a registered financial advisor currently at GENESIS WEALTH PLANNING, LLC located in Bonita Springs, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Paul has worked at 4 firms and has passed the Series 66, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul A. Hancock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2013-PRESENT: SUPER INSURANCE OF SOUTH WEST FLORIDA, LLC/INSURANCE RELATED/9001 HIGHLAND WOODS BLVD., SUITE 4, BONITA SPRINGS, FL/STARTED 9 OF 2013/INSURANCE AGENCY/INSURANCE AGENT/PART-OWNER OF THE BUSINESS/MAY INVOLVE UP TO 50% OF TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS. 2025-PRESENT: SOUND MONEY CAPITAL, LLC/9001 HIGHLAND WOODS BLVD., SUITE 4, BONITA SPRINGS, FL/STARTED 2 OF 2025/PUBLISHING COMPANY/SOLE-OWNER OF THE BUSINESS/MAY INVOLVE UP TO 1% OF TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Hancock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 13, 2014 - Present

GENESIS WEALTH PLANNING, LLC

Office #1: 9001 Highland Woods Blvd Suite 4, Bonita Springs, FL 34135

RIA

CRD#: 170039

Bonita Springs, FL

Past

December 9, 2008 - September 11, 2013

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CEDAR RAPIDS, IA

Past

November 18, 2008 - September 11, 2013

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CEDAR RAPIDS, IA

Past

April 24, 2007 - July 16, 2008

HANCOCK FINANCIAL, LLC

RIA

CRD#: 143551

NORTH LIBERTY, IA

Past

June 23, 2004 - August 1, 2005

STEELE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 107097

DUBUQUE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/13/2014)

IAR

Iowa
(2/17/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/2008

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/23/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/17/2008

General Securities Representative Examination

Current Firm

GENESIS WEALTH PLANNING, LLC

GENESIS WEALTH PLANNING | GENESIS WEALTH PLANNING, LLC

CRD#: 170039 / SEC#:

Florida

Registered Investment Advisory firm - (2/13/2014 Approved)

Iowa

Registered Investment Advisory firm - (2/17/2014 Approved)

Texas

Registered Investment Advisory firm - (9/11/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9001 Highland Woods Blvd Suite 4, Bonita Springs, FL 34135

Mailing Address

Phone number

(239) 201-2640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 7,878,356

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul A. Hancock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Hancock's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENESIS WEALTH PLANNING, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

HANCOCK FINANCIAL, LLC

STEELE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/2008

Series 65

Date: 4/23/2004

Series 7

Date: 11/17/2008

Current Firm

GENESIS WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH PLANNING, LLC

TRUST BUT VERIFY

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