Forrest T. Mitchell
Professional summary
Forrest Todd Mitchell, who also goes by Forrest Todd Mitchel, Forrest Todd Mitchell, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Forrest is registered as a RR (Registered Representative) and started their career in finance in 2004. Forrest has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Forrest Todd Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 26, 2013 - January 24, 2014
SECURITIES AMERICA, INC.
February 1, 2008 - April 11, 2013
OSAIC FS, INC.
August 24, 2006 - April 1, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 10, 2004 - August 15, 2006
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2023)
(4/18/2024)
(1/7/2014)
(5/25/2023)
(9/13/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
