Davor Zgaljic
Professional Summary
Davor Zgaljic is a registered financial advisor currently at JANE STREET CAPITAL, LLC located in New York, New York and JANE STREET EXECUTION SERVICES, LLC located in New York, New York. Davor is registered as a RR (Registered Representative) and started their career in finance in 2004. Davor has worked at 6 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7, Series 57, Series 55, Series 4 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
JANE STREET OPTIONS, LLC
Contact Information
Main Address
250 Vesey Street, New York, NY 10281Mailing Address
250 Vesey Street 3rd Floor, New York, NY 10281Phone Number
(646) 759-6000Established
Delaware since 12/14/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | SOLE MEMBER | — |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| DIETERICH, JAMES BRIAN | OPERATING COMMITTEE MEMBER | 3073206 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| KUNCHAM, VIVEK | PRESIDENT | 5399138 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/11/2017)
(4/5/2017)
(8/14/2019)
(4/5/2017)
(7/23/2019)
(4/11/2017)
(4/5/2017)
(4/11/2017)
(4/11/2017)
(4/11/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2005SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Davor Zgaljic's CRS (Customer Relationship Summary).
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