Tomer H. Feingold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tomer Haim Feingold was a registered financial professional .
Tomer is a previously registered financial professional and started their career in finance in 2009. Tomer had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2010 - March 22, 2012
FREEDOM INVESTMENTS, INC.
December 24, 2009 - April 16, 2012
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM INVESTMENTS, INC.
CRD#: 37674 / SEC#: , 8-47883
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OPPENHEIMER & CO. INC. | PARENT COMPANY | 249 |
| GIORDANO, PETER JOHN | CEO-PRESIDENT-DIRECTOR | 2921308 |
| LOWENTHAL, ALBERT GRINSFELDER | DIRECTOR | 313519 |
| LOWENTHAL, ROBERT STEVEN | DIRECTOR | 1639913 |
| MATTRELLA, CHRISTIAN GENTILE | SVP & CHIEF FINANCIAL OFFICER | 4088299 |
| MCKIGNEY, BRYAN EDWARD | DIRECTOR | 4293175 |
| MCNAMARA, DENNIS PATRICK | SVP & SECRETARY | 2938486 |
| SANTIAGO, MANUEL ANGEL | VP & CHIEF COMPLIANCE OFFICER | 1987936 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
