RB
Russell B. Butler
DIVERSIFY ADVISORY SERVICES
SUITE 303, UT 84123
Some features on this profile are disabled
CRD#: 4819397
RB
Professional summary
Russell Boyd Butler, ChFC®, who also goes by Russ Butler, is a registered financial advisor currently at DIVERSIFY ADVISORY SERVICES, LLC located in Suite 303, Utah and DFPG INVESTMENTS, LLC located in Salt Lake City, Utah.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Russell has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Russ Butler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Butler Tax and Accounting, Inc; Non-Investment Related; 5959 S Redwood Road Salt Lake City, UT 84123; Tax & Accounting; Senior Partner/ Tax Advisor; 01/2004; 25% during business hours; Tax return preparation, consultation and planning for individuals and small businesses, and accounting work for small businesses Personal life insurance and Fixed Annuities. 2) Crump Life Insurance; Non-Investment Related; 5959 S Redwood Road Salt Lake City, UT 84123; Insurance; Insurance Agent; 06/2012; 5% during business hours; Tax return preparation, consultation and planning for individuals and small businesses, and accounting work for small businesses Personal Life Insurance and Fixed Annuities. 3) Butler Insurance Agency, LLC; No; 5959 S. Redwood Rd., Salt Lake City, UT 84123, United States; Insurance; Member/Manager; 10/04/2017; 10% during business hours; Provide life, health, disability, fixed annuities, and long term care insurance services as an independent agency 4) Allegis AG; non-investment related; Salt Lake City, Utah; Fixed Insurance; Agent; 1/1/2021; 5% during business hours; Sale of fixed insurance products. 5) ECA Marketing; non-investment related; 7800 Equitable Drive Suite 200 Eden Prairie, MN 55344 800-356-4189; Annuity and insurance sales; Insurance Agent; 5% during business hours; under $10k/year; sale insurance and annuity.
CRS (Client Relationship Summary) - RIA
Click below to view Russell Boyd Butler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 19, 2023 - Present
DIVERSIFY ADVISORY SERVICES, LLC
Office #1: 5959 S Redwood Road, Suite 303, UT 84123RIA
CRD#: 326060
SUITE 303, UT
Current
June 25, 2012 - Present
DFPG INVESTMENTS, LLC
Office #1: 5959 S Redwood Road Suite 303, Salt Lake City, UT 84123BD
CRD#: 155576
Salt Lake City, UT
Past
May 13, 2015 - February 8, 2024
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
SANDY, UT
Past
April 8, 2014 - November 16, 2015
DIVERSIFY WEALTH MANAGEMENT, INC.
RIA
CRD#: 169032
SALT LAKE CITY, UT
Past
July 5, 2012 - December 31, 2015
DIVERSIFY WEALTH MANAGEMENT LLC
RIA
CRD#: 145593
SALT LAKE CITY, UT
Past
January 16, 2008 - June 25, 2012
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
SALT LAKE CITY, UT
Past
December 5, 2007 - June 25, 2012
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
SALT LAKE CITY, UT
Past
January 6, 2005 - November 6, 2007
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SALT LAKE CITY, UT
Past
December 10, 2004 - November 6, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
Registered Investment Advisory firm - (8/31/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/25/2012)
RR
California(2/3/2015)
RR
Colorado(1/2/2025)
RR
Connecticut(6/3/2020)
RR
Delaware(12/9/2019)
RR
Idaho(10/16/2018)
RR
Illinois(4/19/2018)
RR
Iowa(6/27/2019)
RR
Minnesota(7/23/2021)
RR
Missouri(6/27/2019)
RR
Nevada(1/24/2018)
RR
New Mexico(7/20/2016)
RR
North Carolina(1/7/2020)
RR
Ohio(6/28/2019)
RR
Oklahoma(3/1/2024)
RR
South Carolina(4/24/2020)
RR
South Dakota(5/21/2013)
RR
Tennessee(5/28/2021)
RR
Texas(7/5/2017)
IAR
Texas(2/8/2024)
RR
Utah(6/25/2012)
IAR
Utah(12/19/2023)
RR
Virginia(10/25/2019)
RR
Washington(10/24/2022)
RR
Wyoming(9/15/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DIVERSIFY ADVISORY SERVICES, LLC
ADVANCED WEALTH STRATEGIES GROUP | WESTRIDGE WEALTH STRATEGIES | THS PRIVATE FAMILY OFFICE | THE CRESTWELL GROUP | SPARK FINANCIAL SERVICE | SERRATELLI FINANCIAL GROUP | ROCKY MOUNTAIN WEALTH ADVISORS | RANCHO PRIVATE WEALTH | PROVIDENCE WEALTH ADVISORS | PLATINUM WEALTH GROUP | PATTERSON FINANCIAL SOLUTIONS | PARKVIEW WEALTH ADVISORS | NUCLEUS FINANCIAL GROUP | MARCH FORWARD | LONGHORN FINANCIAL | KLK CAPITAL MANAGEMENT, LLC | KEY ADVISORS WEALTH MANAGEMENT LLC | INVENTA WEALTH ADVISORS | INPAC WEALTH SOLUTIONS | ICONA WEALTH | HARDING FINANCIAL & INSURANCE | GROVE WEALTH ADVISORS | GRIFFIN WEALTH PARTNERS | GRADY CAPITAL GROUP | GOMEZ CORP | GLOBAL WEALTH PARTNERS, INC. | GLIDE FINANCIAL GROUP | GEN 1 FINANCIAL | FULCRUM INVESTMENT SERVICES | FIRST FINANCIAL CENTER OF DALLAS | FINANCIAL RESOURCES INC. | EVERGREEN ADVISOR GROUP | DIVERSIFY, INC. | DIVERSIFY ADVISORY SERVICES, LLC | DIVERSIFY ADVISOR NETWORK | CITY CENTER WEALTH ADVISORS | CIPOLLA FINANCIAL ADVISORS | CAPATA FINANCIAL | BUTLER FINANCIAL ADVISORS | BRIDGE EQUITIES | BOSTON WEALTH ADVISOR GROUP | ASHLAND PACIFIC | ANIMAS CAPITAL MANAGEMENT LLC
CRD#: 326060 / SEC#: 801-128675
RIA
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Contact information
Main Address
9017 S Riverside Dr. Suite 210, Sandy, UT 84070
Mailing Address
Phone number
(801) 890-7577
Established
Firm type
Fiscal year end
# of Employees
171
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,318 |
| AUM (Assets Under Management) | $ 3,206,698,268 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
