Shellee Pietras
CETERA INVESTMENT ADVISERS LLC
FRANKLIN, IN 46131
Some features on this profile are disabled
CRD#: 4818422
Professional summary
Shellee Pietras, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Franklin, Indiana and CETERA WEALTH SERVICES, LLC located in Greenwood, Indiana.
Shellee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Shellee has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 633 LIBRARY PARK DR STE I; GREENWOOD; IN; 46142; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/13/2006; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2) NAME OF ENTITY: Promise Advisory Group; Yes; 622 N Madison Ave., Suite 10; GREENWOOD; IN; 46142; Financial Services/dba; representative; 3/1/2007; 160; 160; Sale and service of securities, investments, and variable and fixed insurance products 3) NAME OF ENTITY: Notary; No; 633 Library Park Drive Suite I; Greenwood; IN; 46142; Notarize forms; Notary; 7/24/2019; 1; 1; Notarize forms| 4) NAME OF OTHER BUSINESS: FRANKLIN CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 120 EAST JEFFERSON STREET FRANKLIN, IN 46131; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN LEADERSHIP, GUIDANCE FOR THE CHAMBER;
CRS (Client Relationship Summary) - RIA
Click below to view Shellee Pietras's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 175 N Main St Unit 1, Franklin, IN 46131Office #2: 622 N Madison Ave Ste 10, Greenwood, IN 46142RIA
CRD#: 105644
FRANKLIN, IN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 622 N Madison Ave Ste 11, Greenwood, IN 46142Office #2: 175 N Main St Unit 1, Franklin, IN 46131BD
CRD#: 13572
Greenwood, IN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 27, 2007 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
FRANKLIN, IN
Past
October 13, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
FRANKLIN, IN
Past
February 1, 2005 - October 13, 2006
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SPRING HILL, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Florida(6/10/2021)
RR
Georgia(1/5/2023)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
IAR
Indiana(6/29/2023)
RR
Kansas(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Maine(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
Missouri(10/15/2024)
RR
North Carolina(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oregon(1/6/2023)
RR
Pennsylvania(6/9/2021)
RR
Tennessee(1/31/2022)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
RR
Washington(1/2/2025)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
