Jeremy V. Harris

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CRD#: 4818194

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeremy Vincent Harris, CFP® was a registered financial professional .

Jeremy is a previously registered financial professional and started their career in finance in 2004. Jeremy had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Past

August 10, 2021 - November 22, 2022

SC&H WEALTH

RIA

CRD#: 120666

SPARKS, MD

Past

July 13, 2018 - April 23, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

September 29, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

POWHATAN, VA

Past

July 7, 2016 - March 30, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

KING OF PRUSSIA, PA

Past

February 25, 2014 - June 16, 2016

SC&H WEALTH

RIA

CRD#: 120666

SPARKS, MD

Past

January 23, 2014 - June 17, 2016

TRIAD ADVISORS LLC

CRD#: 25803

SPARKS, MD

Past

April 18, 2013 - June 6, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

GLEN ALLEN, VA

Past

April 9, 2013 - June 6, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

GLEN ALLEN, VA

Past

April 9, 2013 - June 6, 2013

TD AMERITRADE, INC.

CRD#: 7870

GLEN ALLEN, VA

Past

July 28, 2009 - April 2, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MOSELEY, VA

Past

January 1, 2008 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MARLBOROUGH, MA

Past

January 1, 2008 - April 1, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

KING OF PRUSSIA, PA

Past

December 15, 2004 - January 16, 2007

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SC&H WEALTH

SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE

CRD#: 120666 / SEC#: 801-69985

RIA

Registered Investment Advisory firm - (3/16/2009 Approved)

Maryland

Registered Investment Advisory firm - (3/23/2009 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/24/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/11/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/14/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SC&H WEALTH

SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE

CRD#: 120666 / SEC#: 801-69985

RIA

Registered Investment Advisory firm - (3/16/2009 Approved)

Maryland

Registered Investment Advisory firm - (3/23/2009 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/24/2009 Terminated)

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Contact information

Main Address

910 Ridgebrook Road, Sparks, MD 21152-9390

Mailing Address

Phone number

(410) 403-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SC&H WEALTH FORM ADV PART 2A (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,057
AUM (Assets Under Management)	$ 1,128,274,401

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
01/02/2024	Cover Page	Report
11/17/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy V. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SC&H WEALTH

TRIAD ADVISORS LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SC&H WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2009

Series 63

Date: 4/11/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2006

Series 6

Date: 12/14/2004

Current Firm

SC&H WEALTH

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SC&H WEALTH

TRUST BUT VERIFY

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