Brandon L. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brandon Lamont White was a registered financial professional .
Brandon is a previously registered financial professional and started their career in finance in 2004. Brandon had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2012 - October 30, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 2, 2011 - December 1, 2011
CLEARBRIDGE INVESTMENTS
August 1, 2011 - December 1, 2011
FRANKLIN DISTRIBUTORS, LLC
May 15, 2009 - May 25, 2011
TD AMERITRADE, INC.
May 15, 2009 - May 25, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 8, 2009 - May 25, 2011
TD AMERITRADE, INC.
February 17, 2009 - April 21, 2009
STATE FARM VP MANAGEMENT CORP.
November 21, 2007 - December 1, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 13, 2007 - December 1, 2008
TD AMERITRADE, INC.
November 12, 2007 - December 1, 2008
TD AMERITRADE, INC.
June 6, 2006 - October 31, 2007
T. ROWE PRICE ADVISORY SERVICES, INC.
November 10, 2004 - October 31, 2007
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
