Abol F. Helmy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abol Fazl Helmy, who also goes by Abol F Helmy, was a registered financial professional .
Abol is a previously registered financial professional and started their career in finance in 2004. Abol had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2021 - December 12, 2024
HELMY, ABOL F
June 5, 2013 - May 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 17, 2013 - May 6, 2021
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2011 - October 28, 2011
OCEAN VIEW CAPITAL, LLC
March 3, 2008 - September 29, 2009
BANIF SECURITIES INC
October 22, 2004 - February 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2004 - February 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 2/25/2024
General Securities Representative ExaminationCurrent Firm
HELMY, ABOL F
CRD#: 313659 / SEC#:
Contact information
Red Flags
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