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Deborah M. Vaughan

DANSKE MARKETS
New York, NY 10017
Some features on this profile are disabled
CRD#: 4817000
DV

Professional summary

Deborah Marian Vaughan, who also goes by Deborah Vaughan, Deborahmarian Vaughan, is a registered financial professional currently at DANSKE MARKETS INC. located in New York, New York.

Deborah is registered as a RR (Registered Representative) and started their career in finance in 2005. Deborah has worked at 6 firms and has passed the Series 16 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Deborah Vaughan | Deborahmarian Vaughan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah Marian Vaughan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 27, 2020 - Present

DANSKE MARKETS INC.

Office #1: 575 Fifth Avenue 33rd Floor, New York, NY 10017
BD
CRD#: 113404
New York, NY
Past

February 11, 2020 - May 19, 2020

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

January 24, 2013 - October 7, 2016

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
NEW YORK, NY
Past

June 22, 2012 - January 16, 2013

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 11, 2009 - June 13, 2012

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

October 3, 2005 - September 11, 2009

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 16
Date: 9/30/2005
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA

Current Firm

DM
DANSKE MARKETS INC.
DANSKE MARKETS INC | DANSKE SECURITIES (US), INC. | DANSKE MARKETS INC.

CRD#: 113404 / SEC#: , 8-53341

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
575 Fifth Avenue 33rd Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 33rd Floor, New York, NY 10017
Phone number
(212) 293-0600
Established
Delaware since 02/12/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DANSKE BANK A/S100% OWNER
BROFSKY, IRATREASURER, PFO, POO4839408
CREVATIN MARTIN, CAROLINADIRECTOR8059961
GRANDELL, MARJO ELINADIRECTOR8069377
GREGORY, PAUL MARTINCHAIRMAN OF THE BOARD7164045
IVERSEN, ANDERS BARRONCHIEF EXECUTIVE OFFICER, CORPORATE SECRETARY5923638
KIRSCHENBLATT, CHAD ETHANFINOP2503352
OLESEN, HANNE KOLDKURDIRECTOR6855827
OLSSON, JENNIFER GARRETTCHIEF COMPLIANCE OFFICER4395377
TORNQVIST, CHRISTIAN LARSDIRECTOR8060007
WELCH, ALLISTAIR DANIELDIRECTOR7845649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DANSKE MARKETS INC.

CRD#: 113404New York, NY 10017

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