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Jason M. Strominger

TELSEY ADVISORY GROUP LLC
New York, NY 10017
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CRD#: 4816746
JS

Professional summary


Jason Marc Strominger, who also goes by Jason Strominger, is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2004. Jason has worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 86, Series 87 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jason Strominger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jason Marc Strominger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 6, 2022 - Present

TELSEY ADVISORY GROUP LLC

Office #1: 555 Fifth Ave. 7th Floor, New York, NY, 10017
BD
CRD#: 148234
New York, NY
Past

July 8, 2020 - June 14, 2022

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
NEW YORK, NY
Past

June 15, 2015 - December 4, 2019

D.A. DAVIDSON & CO.

BD
CRD#: 199
NEW YORK, NY
Past

October 27, 2014 - June 8, 2015

ARDOUR CAPITAL INVESTMENTS, LLC

BD
CRD#: 120574
LONG BEACH, NY
Past

October 13, 2010 - May 29, 2014

SIDOTI & COMPANY, LLC

BD
CRD#: 102860
NEW YORK, NY
Past

August 18, 2008 - December 26, 2008

RODMAN & RENSHAW, LLC

BD
CRD#: 16415
NEW YORK, NY
Past

February 11, 2008 - July 3, 2008

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

October 7, 2004 - December 13, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/6/2022)
RR
Connecticut
(7/6/2022)
RR
Delaware
(7/6/2022)
RR
Florida
(7/6/2022)
RR
Georgia
(7/6/2022)
RR
Maryland
(7/6/2022)
RR
Michigan
(7/6/2022)
RR
New Jersey
(7/6/2022)
RR
New York
(7/6/2022)
RR
Pennsylvania
(7/6/2022)
RR
Texas
(7/6/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 1/10/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


TA
TELSEY ADVISORY GROUP LLC
TELSEY ADVISORY GROUP LLC | TELSEY CAPITAL GROUP LLC

CRD#: 148234 / SEC#: , 8-67988

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
555 Fifth Ave. 7th Floor, New York, NY, 10017
Mailing Address
555 Fifth Ave. 7th Floor, New York, NY, 10017
Phone number
(212) 973-9700
Established
Delaware since 05/28/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TELSEY HOLDINGS LLCOWNER
ARZU, JERRY STANLEYCFO/FINOP3024670
CHIN, TOM KAIMANAGING DIRECTOR2420035
EKSTEIN, LEIGH EVANVICE CHAIRMAN5111262
FELDMAN, JOSEPH ISAACMANAGING DIRECTOR4260057
NAPOLITANO, AMY ANNCCO4024302
TELSEY, DANA LAURENCEO1289497

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TELSEY ADVISORY GROUP LLC

CRD#: 148234New York, NY 10017

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