Anthony J. Saulino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Saulino III, who also goes by Anthony Joseph III Saulino, Anthony Joseph Saulino, Tony Saulino, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2004. Anthony had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2025 - September 13, 2025
GOLDEN RESERVE RETIREMENT, LLC
January 31, 2025 - April 9, 2025
EDWARD JONES
January 31, 2025 - April 9, 2025
EDWARD JONES
October 28, 2021 - November 4, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 28, 2021 - November 4, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 30, 2020 - October 13, 2021
PRUCO SECURITIES, LLC.
February 4, 2020 - October 13, 2021
PRUCO SECURITIES, LLC.
January 30, 2008 - December 13, 2019
RIVERSOURCE DISTRIBUTORS, INC.
October 18, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 18, 2004 - January 15, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
GOLDEN RESERVE RETIREMENT, LLC
CRD#: 283588 / SEC#: 801-121383
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GOLDEN RESERVE RETIREMENT, LLC
CRD#: 283588 / SEC#: 801-121383
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,183 |
| AUM (Assets Under Management) | $ 310,932,597 |
Red Flags
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