DK
David H. Klein
BDT & MSD PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 4816173
DK
Professional summary
David Herschel Klein, who also goes by David H Klein, is a registered financial professional currently at BDT & MSD PARTNERS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2004. David has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
David H Klein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Herschel Klein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2025 - Present
BDT & MSD PARTNERS, LLC
Office #1: 550 Madison Avenue 20th Floor, New York, NY 10022BD
CRD#: 150459
New York, NY
Past
July 7, 2021 - December 22, 2025
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
NEW YORK, NY
Past
October 8, 2019 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
BD
CRD#: 13594
New York, NY
Past
April 23, 2015 - September 18, 2018
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
NEW YORK, NY
Past
January 15, 2013 - April 23, 2015
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
NEWPORT BEACH, CA
Past
May 1, 2008 - January 2, 2013
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
August 2, 2005 - April 30, 2008
LAZARD ASSET MANAGEMENT SECURITIES LLC
BD
CRD#: 129119
NEW YORK, NY
Past
September 22, 2004 - July 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
August 25, 2004 - July 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2025)
RR
Alaska(12/17/2025)
RR
Arizona(12/17/2025)
RR
Arkansas(12/17/2025)
RR
California(12/17/2025)
RR
Colorado(12/17/2025)
RR
Connecticut(12/17/2025)
RR
Delaware(12/17/2025)
RR
District of Columbia(12/17/2025)
RR
Florida(12/17/2025)
RR
Georgia(12/17/2025)
RR
Hawaii(12/17/2025)
RR
Idaho(12/17/2025)
RR
Illinois(12/17/2025)
RR
Indiana(12/17/2025)
RR
Iowa(12/17/2025)
RR
Kansas(12/17/2025)
RR
Kentucky(12/17/2025)
RR
Louisiana(12/17/2025)
RR
Maine(12/17/2025)
RR
Maryland(12/17/2025)
RR
Massachusetts(12/17/2025)
RR
Michigan(12/17/2025)
RR
Minnesota(12/17/2025)
RR
Mississippi(12/17/2025)
RR
Missouri(12/17/2025)
RR
Montana(12/17/2025)
RR
Nebraska(12/17/2025)
RR
Nevada(12/17/2025)
RR
New Hampshire(12/17/2025)
RR
New Jersey(12/17/2025)
RR
New Mexico(12/17/2025)
RR
New York(12/17/2025)
RR
North Carolina(12/17/2025)
RR
North Dakota(12/17/2025)
RR
Ohio(12/17/2025)
RR
Oklahoma(12/17/2025)
RR
Oregon(12/17/2025)
RR
Pennsylvania(12/17/2025)
RR
Rhode Island(12/17/2025)
RR
South Carolina(12/17/2025)
RR
South Dakota(12/17/2025)
RR
Tennessee(12/17/2025)
RR
Texas(12/17/2025)
RR
Utah(12/17/2025)
RR
Vermont(12/17/2025)
RR
Virginia(12/17/2025)
RR
Washington(12/17/2025)
RR
West Virginia(12/17/2025)
RR
Wisconsin(12/17/2025)
RR
Wyoming(12/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B&
BDT & MSD PARTNERS, LLC
BDT & COMPANY, LLC | BDT & MSD PARTNERS, LLC
CRD#: 150459 / SEC#: , 8-68263
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Mailing Address
401 N. Michigan Ave. Suite 3100, Chicago, IL 60611-4250
Phone number
(312) 660-7300
Established
Delaware since 04/30/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BDT & MSD HOLDINGS, L.P. | SOLE MEMBER | |
| FEINGOLD, CHAD MORGAN | VICE PRESIDENT & CHIEF OPERATING OFFICER | 4564290 |
| JESTER, DAN HAMILL | PRESIDENT | 2088996 |
| LEMKAU, GREGG ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2529069 |
| MATHEWS, ERIKA LYNN | VICE PRESIDENT | 6230510 |
| MICHEL, CINDY ZEE | VICE PRESIDENT AND GLOBAL CHIEF COMPLIANCE OFFICER | 4661808 |
| ORR, SAN WATTERSON III | PRESIDENT | 2931458 |
| SCHALTENBRAND, LAWRENCE EDWARD III | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 5984697 |
| TODD, MARY ANN | CHIEF LEGAL OFFICER AND SECRETARY | 6910167 |
| TROTT, BYRON DAVID | CO-CHIEF EXECUTIVE OFFICER | 1082133 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
