Joshua A. Evans

TORA TRADING SERVICES

San Francisco, CA 94111

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CRD#: 4815451

Professional summary

Joshua Andrew Evans is a registered financial professional currently at TORA TRADING SERVICES, LLC located in San Francisco, California.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2004. Joshua has worked at 6 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2019 - Present

TORA TRADING SERVICES, LLC

Office #1: 50 California Street Suite 300, San Francisco, CA 94111

CRD#: 135423

San Francisco, CA

Past

March 7, 2016 - August 8, 2017

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

SAN FRANCISCO, CA

Past

June 12, 2013 - February 15, 2016

BARCLAYS CAPITAL INC.

CRD#: 19714

SAN FRANCISCO, CA

Past

September 14, 2009 - May 15, 2013

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

SAN FRANCISCO, CA

Past

October 1, 2008 - October 7, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

August 5, 2004 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/14/2019)

Exams

State Security Law Exam

Series 63

Date: 11/13/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/14/2023

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 8/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/4/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TORA TRADING SERVICES, LLC

CRD#: 135423 / SEC#: , 8-66925

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

28 Liberty Street 58fl, New York, NY 10005

Mailing Address

28 Liberty Street Floor 56, New York, NY 10005

Phone number

(650) 513-6700

Established

Delaware since 01/27/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TORA TRADING SERVICES, LTD.	SOLE OWNER
BALTOVSKI, ALEXANDER	FINOP	2350828
CUTLER, SETH	DIRECTOR	2594208
IAMSCICOV WEIGL, KATARINA	SECRETARY	7893210
IAMSCICOV WEIGL, KATARINA	CHIEF COMPLIANCE OFFICER	7893210
MALONEY, MICHAEL G	MANAGING PRINCIPAL, DIRECTOR	5728423
SIBLEY, JOHN HOLDEN	DIRECTOR	5781488

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua A. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua Andrew Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOMURA SECURITIES INTERNATIONAL, INC.

BARCLAYS CAPITAL INC.

DAIWA CAPITAL MARKETS AMERICA INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/2019

Series 3

Date: 11/14/2023

SIE

Date: 8/8/2017

Series 7

Date: 8/4/2004

FINRA

Current Firm

TORA TRADING SERVICES, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TORA TRADING SERVICES, LLC

TRUST BUT VERIFY

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